Total Credits: 1.2 MCLE, 0.0 Kansas Credit
Closely held companies raise capital through private placements, an offering of stock or other securities to private investors. Offerings of every size must comply with a dense set of federal securities regulation that require the offering of stock or other equity interest to be registered with the Securities and Exchange Commission or qualify for one of the exemptions from registration, mostly commonly Regulation D. Failure to understand the regulatory framework and draft the private placement documents accordingly exposes the offering company to substantial financial liability. This program will provide you with a practical guide to planning private placements, drafting the operative agreements, and understanding the regulatory framework governing them.
• Practical planning and drafting for private placements for closely held businesses
• How private placements are used as a practical matter in capital raises
• Understanding the securities law and regulatory framework of private placements
• Reliance on Reg. D safe harbor to avoid registration – amounts raised, accredited investor, timeframes, non-solicitation
• Understanding exempt securities v. exempt offerings
Materials | Available after Purchase |
MCLE Form (146.6 KB) | Available after Purchase |